-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S9YtF6iL/ZEtlBSwc2QP8DnKfYn1aNaJLChLHggPjtiM96ztysZS7gsZf+dS8PKY 3jERDwGs3FvdUAFK2vIVQw== 0000891554-01-501366.txt : 20010313 0000891554-01-501366.hdr.sgml : 20010313 ACCESSION NUMBER: 0000891554-01-501366 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010312 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TECH LABORATORIES INC CENTRAL INDEX KEY: 0000096664 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 221436279 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-58503 FILM NUMBER: 1566604 BUSINESS ADDRESS: STREET 1: 955 BELMONT AVE CITY: NORTH HALEDON STATE: NJ ZIP: 07508 BUSINESS PHONE: 9734275333 MAIL ADDRESS: STREET 1: TECH LABORATORIES INC STREET 2: 955 BELMONT AVE CITY: NORTH HALEDON STATE: NJ ZIP: 07508 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CIONGOLI BERNARD M CENTRAL INDEX KEY: 0001106986 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 955 BELMONT AVENUE CITY: NORTH HALEDON STATE: NJ ZIP: 07508 BUSINESS PHONE: 9734275333 MAIL ADDRESS: STREET 1: 17 LIBERTY RIDGE TRAIL CITY: TOTOWA STATE: NJ ZIP: 07512 SC 13D/A 1 d25037_13d-a.txt AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 TECH LABORATORIES, INC. (Name of Issuer) COMMON STOCK, $.01 PAR VALUE (Title of Class of Securities) 878249101 (CUSIP Number) CRAIG H. EFFRAIN, ESQ. STURSBERG & VEITH 405 LEXINGTON AVENUE, SUITE 4949, NEW YORK, NY 10174-4902 (212) 922-1177 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) 3/1/01 (Date of Event which Requires Filing of this Statement) 1 of 4 CUSIP No. 13D 878249101 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON BERNARD M. CIONGOLI 154366764 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO THIS STATEMENT IS BEING FILED PURSUANT TO A GRANT OF STOCK OPTIONS, EXERCISABLE WITHIN 60 DAYS, BY TECH LABS TO MR. CIONGOLI. - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 907,000 BENEFICIALLY -------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH -0- REPORTING -------------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 907,000 -------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 907,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 19.51% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 2 of 4 Schedule 13D Item 1. Security and Issuer This statement relates to the Common Stock, $.01 Par Value of Tech Laboratories, Inc., 955 Belmont Avenue, North Haledon, NJ 07508. Item 2. Identity and Background (a) Bernard M. Ciongoli (b) Tech Laboratories, Inc. 955 Belmont Avenue North Haledon, NJ 07508 (c) Mr. Ciongoli is the president of Tech Laboratories, Inc. (d) None (e) None (f) USA Item 3. Source and Amount of Funds or Other Consideration This Schedule is being filed pursuant to a grant of stock options by the Company to Mr. Ciongoli which are exercisable within 60 days. Mr. Ciongoli was granted an option under the Company's 1996 Incentive Stock Option Plan to purchase up to 100,000 shares of the Company's common stock on March 1, 2001. Options to purchase 50,000 shares have vested and the remaining 50,000 vest next year. Item 4. Purpose of Transaction See Item 3. Item 5. Interest in Securities of the Issuer See Items 7 through 13 of the cover page to this Schedule 13D/A. As of the date of this report Mr. Ciongoli beneficially owned 907,000 shares. Such number of shares include 387,000 shares of common stock issuable upon exercise of options that are immediately exercisable. These numbers do not include options to purchase up to 50,000 shares of the Company's common stock that vest to Mr. Ciongoli next year. To the knowledge of Bernard M. Ciongoli, the Issuer has 4,259,944 shares of common stock, par value $.01 per share outstanding on the date hereof. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. None Item 7. Material to be Filed as Exhibits None 3 of 4 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 12, 2001 /s/ BERNARD M. CIONGOLI ----------------------------------- Signature BERNARD M. CIONGOLI ----------------------------------- Name/Title 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----